Working Hours: Mon - Fri , 9:00 AM to 5:00 PM
Sudheer M: SEBI Registered investment adviser (INA200010986)
Complaints - NIL

SEBI Regulatory Disclosures

SEBI Complaint Data to be displayed by Investment Advisers:

Regulatory Complaints Disclosure:

SEBI mandates all RIAs to display the complaints status on the website as shown below. Investors can first contact the intermediary in case of complaints, in our case through the email sudheer@prasidhi.in. The SEBI ‘SCORES’ website that facilitates investors in logging any complaints against listed companies or intermediaries can be accessed through SEBI's SCORES website and mobile app on Android.

The Online Dispute Resolution (ODR) Portal can be accessed through ODR Website and information about ODR

.


Data as of last month ending : December 31, 2024

S.No Received from Pending as of last month Received Resolved* Total pending# Pending >3 months Avg. resolution time^
1 Directly from investors 0 0 0 0 0 0
2 SEBI (SCORES) 0 0 0 0 0 0
3 Other sources (if any) 0 0 0 0 0 0
Grand Total 0 0 0 0 0 0

Trend of monthly disposal of complaints

S.No Month Carried forward from previous month Received Resolved* pending#
1 December 2024 0 0 0 0
2 November 2024 0 0 0 0
3 October 2024 0 0 0 0
4 September 2024 0 0 0 0
5 August 2024 0 0 0 0
6 July 2024 0 0 0 0
7 June 2024 0 0 0 0
8 May 2024 0 0 0 0
9 April 2024 0 0 0 0
10 March 2024 0 0 0 0
11 February 2024 0 0 0 0
12 January 2024 0 0 0 0

Trend of annual disposal of complaints

S.No Year Carried forward from previous year Received Resolved* pending#
1 2019-20 0 0 0 0
2 2020-21 0 0 0 0
3 2021-22 0 0 0 0
4 2022-23 0 0 0 0
5 2023-24 0 0 0 0

Status of Compliance Audits

Sr. no Financial Year Compliance Audit Status Remarks, If any
1 FY 2020-21 Conducted
2 FY 2021-22 Conducted
3 FY 2022-23 Conducted
4 FY 2023-24 Conducted

Grievance Redressal / Escalation Matrix

Details of designation Contact Person Name Address where the physical address location Contact No. Email-ID Working hours when complainant can call
Customer Care Sudheer M 620, Ground Floor, 3rd Cross 16th B Main, Koramangala, 3rd Block Bangalore, 560034 +91 9620177540 sudheer@prasidhi.in Mon - Fri , 9:00 AM to 5:00 PM
Head of Customer Care Sudheer M 620, Ground Floor, 3rd Cross 16th B Main, Koramangala, 3rd Block Bangalore, 560034 +91 9620177540 sudheer@prasidhi.in Mon - Fri , 9:00 AM to 5:00 PM
Compliance Officer Sudheer M 620, Ground Floor, 3rd Cross 16th B Main, Koramangala, 3rd Block Bangalore, 560034 +91 9620177540 sudheer@prasidhi.in Mon - Fri , 9:00 AM to 5:00 PM
CEO Sudheer M 620, Ground Floor, 3rd Cross 16th B Main, Koramangala, 3rd Block Bangalore, 560034 +91 9620177540 sudheer@prasidhi.in Mon - Fri , 9:00 AM to 5:00 PM
Principal Officer Sudheer M 620, Ground Floor, 3rd Cross 16th B Main, Koramangala, 3rd Block Bangalore, 560034 +91 9620177540 sudheer@prasidhi.in Mon - Fri , 9:00 AM to 5:00 PM

SEBI requirement on information to be provided:

  • Complete name of Investment Adviser: Sudheer M

  • Type of Registration: Individual

  • Registration number: INA200010986

  • Validity of registration: Perpetual starting from Jul 2, 2018

  • Correspondence Address: 620, Ground Floor, 3rd Cross, 16th B Main, Koramangala, 3rd Block, Bangalore, 560034

  • Correspondence Email address: sudheer@prasidhi.in (Note: In case of any complaint by a client, the complaint should be sent to this email address)

  • Phone Number only for statutory purposes: +919620177540

  • Corresponding SEBI regional/local office address: 2nd Floor, Jeevan Mangal Building, No.4, Residency Road, Bengaluru - 560025, Karnataka


Disclaimers:

  • Registration granted by SEBI, membership of BSE Administration and Supervision Limited (BASL) and certification from National Institute of Securities Markets (NISM) in no way guarantee performance of the Investment Adviser or provide any assurance of returns to investors

  • Investment in securities market are subject to market risks. Read all the related documents carefully before investing

  • I do not provide any investment advice during the introductory audio call i.e. any informal introductory discussion during the introductory audio call is not investment advice

  • Due to SEBI’s Advertisement Code for Investment Advisers, any Investment Advice that the Investment Adviser sends to the Client is only for consumption by the Client and such material should not be redistributed

SEBI Investor Charter

To facilitate investor awareness, SEBI has created an ‘Investor Charter’ pertaining to Investment Advisers, displayed below for your reference. To learn more about this, you can view the SEBI Circular here